Simultaneous Prediction of Solid stress, Heat transfer and 
    Fluid flow by a Single Algorithm
 By Brian Spalding
 Lecture presented at XIII School-Seminar of Young Scientists and 
    Specialists under the leadership of the Academician, Professor A.I.Leontiev
May 20-25, 2001, Saint Petersburg, Russia
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Abstract
- It is often believed that FLUID-FLOW and SOLID-STRESS problems 
    MUST
     
    be solved by DIFFERENT methods and DIFFERENT computer programs.  
 
- This is NOT TRUE, if the solid-stress problems are formulated in terms
    of DISPLACEMENTS.                                            
 
- The lecture exemplifies and explains how both DISPLACEMENTS and 
    VELOCITIES can be calculated AT THE SAME TIME. 
 
- ALSO described, incidentally, are economical methods of simulating:
    
    -  thermal RADIATION between solids immersed in fluids; and 
    
-  TURBULENT CONVECTION at low Reynolds numbers in the same situation.
    
 
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Contents
 
  - The problem 
      
      - Its essential nature
      
- Practical occurrence
      
- The conventional solution
      
- A better solution
      
      
 
- A multi-physics example
      
      - Stresses resulting from radiation, conduction and 
                   convection
      
- Vector and contour plots
      
-  How the stress calculations were performed
      
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- The mathematics of the method
      
      - Similarities between the equations for displacement and velocity 
- Deduction of the associated stresses and strains 
- The "SIMPLE" algorithm for the computation 
         of displacements 
- 
            More details of the equations
      
 
- Details of the auxiliary models 
       
       - IMMERSOL, for radiation
       
- WGAP, WDIS and LTLS, for radiation and turbulence 
       
- LVEL, for turbulence 
       
 
- Conclusions
  
- References
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1. The problem
(a) Its essential nature
It is frequently required to simulate fluid-flow and heat-transfer 
   processes in and around solids which are, partly as a consequence of the 
   flow, subject to thermal and mechanical stresses. 
   Often, indeed, it is the stresses which are of major concern, while 
   the fluid and heat flows are of only secondary interest.
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(b) Practical occurrence
   Engineering examples of fluid/heat/stress interactions include:
  - gas-turbine blades under transient conditions; 
  
- "residual stresses" resulting from casting or welding; 
  
- thermal stresses in  
    nuclear reactors during emergency shut-down; 
  
- manufacture of bricks and  ceramics; 
  
- stresses in the cylinder blocks of diesel engines; 
  
- the failure of steel-frame buildings during fires. 
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(c) The conventional solution
It has been customary for two computer codes to be used for 
  the solution of such problems, one for  
  the fluid flow and the other for the stresses
  Iterative interaction between the two codes is then employed, often 
  with  considerable inconvenience.
 
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(d) A better solution
It is however possible for fluid flow, heat flow and 
   solid deformation, and the interactions between them, all to be 
   calculated at the same time. 
The method of doing so exploits the similarity between the 
   equations governing velocity (in fluids) and those governing 
   displacement (in solids). 
   
In the present lecture, the results of such a calculation 
   will be shown first.
The explanation of how it was conducted will then follow.
   
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 2. A multi-physics example
(a) Description:
  The task is to calculate the stresses in radiation-heated 
   solids cooled by air.
    20 deg C| air
            |             80 deg C
          | V |/////// hot radiating wall ///////////|
          |   ----------------------------------------
          |                       duct              ----->  exit
          |-------------                 -------------
          |// steel ///|     cavity      |/// steel /|
          |------------------------------------------- ? temperature ?
          |////////////// aluminium /////////////////|
          |-------------------------------------------
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Details of the calculation are:
   
   - The Reynolds number (based on the inflow velocity and horizontal duct
    width) is 1000.
    
 Therefore the 
   LVEL model
     is used for simulation of the
    turbulence.
- The radiative heat transfer is represented by the 
    conduction-type
     IMMERSOL model,
    which is:
    
    -  economical and 
    
- fairly accurate 
    
 for such situations.
    The absorptivity of the air is taken as 0.01 per meter;
 the scattering coefficient as 0.0;
 and the  solid surface emissivity as 0.9 .
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-  Both LVEL and IMMERSOL make use of the distributions of:
    
    -  distance from 
    the wall (WDIS) and 
    
- distance between walls (WGAP), both of which are 
    calculated  by solving a scalar equation for the 
    
- LTLS variable.
    
 
- The stresses within the metals result primarily from the differences in their 
    thermal-expansion coefficients. namely:
    
    - 2.35 e-5 for aluminium, and
    
- 0.37 e-5 for steel.
    
 
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 (b) Vector and contour plots
-  Vectors 
 - The velocity vectors displayed in 
 
 Fig.1 reveal the 
 nature of the air-flow pattern.
 - They are calculated at the same time as the displacement vectors shown
   additionally
 fig.2;  
 but, of course, the two sets of vectors have different scales, and indeed 
 dimensions.
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 - The solids are supposed to be confined by a stiff-walled box, but are 
allowed to slide relative to its walls. This is why the displacement 
vectors are vertical near the confining-box walls. 
 - They are however not allowed to slide relative to each other; this is
what causes the concentrations of stress  at their contact surfaces.
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- Stresses and strains
The stresses in the x- (horizontal) and y- (vertical) directions are 
displayed in 
Fig.3 and 
Fig.4
    respectively.
 
They have been deduced from the strains shown in
 Fig.5 for the x-direction , and in
 Fig.6 for the y-direction,
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  The strains have been deduced from the displacements by 
    differentiation. 
    The  displacements, which were already shown as vectors in
    Fig.2,
 are displayed via contour plots :in
 Fig. 7 for the x-direction
and
 Fig. 8 for the y-direction.
  It is from their (small) variations that the stresses and strains
    are computed; but, these being small, their representations by way
    of contours are not dramatic visually.
  That is the end of the stress-strain results. 
    Now will be 
    shown some of the other variables which had to be computed.
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- Temperature fields
Fig. 9 displays contours
of temperature in the air and the solid, and reveals that: 
 
- the air is heated by contact with:
-  the 80-degree-Celsius top wall, and 
-  the metal blocks, which have been receiving heat by radiation 
     from the top wall;
 
- temperature differences within the high-conductivity solids are too small 
to be discerned visually.
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 It is interesting to compare Fig. 9 with
Fig. 10.
 This displays 
the distribution within the air space of:
    
   -  the "radiation temperature", T3, which:
    
-  is computed by IMMERSOL, and 
    
-  is defined as the temperature which would be taken up 
        by a probe which was affected only 
        by radiation.
   
 Obviously, and understandably, T3 and TEM1 have very different 
values, unless the absorptivity is very great (as in solids).
    
    
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 The solid temperature influences the stresses and strains, of course, 
primarily through the agency of the temperature-dependent 
thermal-expansion distribution. 
 
However, its variations with position, within a single material, are too 
slight to be revealed by a contour diagram, as inspection of
Fig. 11 will reveal.
   
    
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- Radiation-flux contours
   The IMMERSOL model, of which the solution of the T3 equation is the 
   major feature, enables the radiant heat fluxes in the coordinate 
   directions to be established by post-processing.
    The results are displayed in 
 Fig. 12 for the 
   x-direction. and by
 Fig. 13 for the 
   y-direction.
 
   The values and patterns displayed, if studied and interpreted in physical
   terms, will be found to be plausible.
     Where calculation by hand is easy, namely for the parallel surfaces,
   they will be found to be correct.
    
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- Contours of auxiliary quantities used by IMMERSOL
A crucial feature of the IMMERSOL model is its use of the distribution of
   the "distance between the walls", WGAP.  
   This quantity, which has an 
   easily-understood meaning when the walls are near, and nearly parallel, is 
   computed from the solution of the "LTLS" equation;
 this will be explained later in the lecture.
 The distributions of these two quantities are shown by         
   Fig. 14 
   for the former, and by
 Fig. 15 
   for the latter.
 
    
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 It will be seen that WGAP has a uniform value in the region of 
   between the top of the duct and the tops of the upper metal slabs, 
   between which the actual distance is 0.008 meters.
 
   Further, it has approximately twice this value near the convex
   corners; and it becomes zero in the concave corners.
    
    
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- Contours of auxiliary quantities used in the fluid-flow 
          calculation
   
The flow field was calculated by means of the LVEL turbulence 
    model,
   which makes use of the wall-distance (WDIS) field.
 This, like WGAP, is also 
   derived from the LTLS distribution.
 
    The contours of WDIS are displayed in
 Fig. 16.
 which exhibits:
 
    -  the expected maximum of 0.004 between the parallel 
    horizontal walls, and 
    
- a somewhat greater value near the cavity, 
    where the true distance from the wall depends on the direction in 
    which it is measured.
    
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    LVEL, like IMMERSOL, is a "heuristic" model, by which is meant that 
    it is incapable of rigorous justification, but is nonetheless 
    useful.    
 
    WDIS is calculated once for all, at the start of the computation. 
    From it, and from the developing velocity distribution, the 
    evolving distribution of ENUT, the effective (turbulent) viscosity 
    is derived.
 
    The resulting contours of ENUT are shown in
 Fig. 17.
     
    Since the laminar viscosity is of the order of 1.e-5 m**2/s, it is 
    evident that turbulence raises the effective value, far from the 
    walls, by an order of magnitude.
 
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 (c) How the stresses were calculated
- As will be shown below, the equations governing the displacements are
    very similar to those governing the velocities.  
 
- The CFD code PHOENICS, like many others, can calculate velocities in 
    fluids; but this 
    ability is not
    needed in the solid region; so such codes are usually idle there.
    
 
- However, PHOENICS can be "tricked" into calculating what it "thinks"
    are velocities everywhere; whereas what it actually calculates in the 
    solid regions are displacements.
    
 
- The details of the "trickery" now follow.
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3. The mathematics of the method
(a) Similarities between the equations for displacement and velocity
The similarities already referred to are here described for only one 
cartesian direction, x; but they prevail for all three directions. 
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  - The x-direction displacement, U, obeys the equation: 
    
   
 where:
     -   Te = local temperature measured above that of the un-stressed 
                       solid in the zero-displacement condition, multiplied by 
                       the thermal-expansion coefficient; 
 
- D = [d/dx]* U + [d/dy]* V + (d/dz]* W 
 which is
            called the "dilatation";
 
- Fx = external force per unit volume in x-direction; 
 
- V and W = displacements in y and z directions; 
 
- C1, C2  and  C3 are functions of Young's modulus and 
             Poisson's ratio. 
     
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  - When the viscosity is uniform and the Reynolds number is low, so that 
      convection effects are negligible,
      the x-direction velocity, u, obeys the equation:
      
       
          [del**2]* u - [d/dx]* [ p*c1 ] + fx*c2 = 0 , 
       
 where
 
    -  p = pressure, 
 
- fx = external force per unit volume in x-direction, 
 
- c1 = c2 = the reciprocal of the viscosity. 
  
 
 
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Notes:
  - The two equations are now set one below the other, so that they
      can be easily compared:
    
- The equations can thus be seen to become identical if: 
   
  -   p*c1 = D*C1 - Te*C3 
 which implies:
 D = [p*c1 + Te*C3 ] / C1
   
- and
 fx * c2 = Fx * C2
   
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- The expressions for C1, C2 and C3 are: 
 
 
    -  C1 = 1/(1 - 2*PR) 
 
-  C2 = 2*(1 + PR) / YM
 where
     -  PR = Poisson's Ratio. and
     
- YM = Young's Modulus 
 
 and
-  C3 = 2 *(1 + PR)/(1 - 2*PR)  
    
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- A solution procedure designed for computing velocities will 
      therefore in fact compute the displacements if:
       
      -  the convection terms are set to zero within the solid  
      region: and  
       
- 
        the linear relation between:
      
        -  D ( ie [d/dx]* U + ...)
           and 
        
- p 
      
 is introduced by inclusion of a 
        pressure- and temperature-dependent "mass-source" term.
 
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(b) Deduction of the associated stresses and strains
The strains (ie extensions ex, ey and ez) are 
   obtained from differentiation of the
computed displacements. 
Thus:
 ex = [d/dx]* U
 ey = [d/dx]* V
 ez = [d/dx]* W  
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Then the corresponding:
    -  normal stresses, sx, sy, sz, and 
    
- shear stresses tauxy, tauyz, tauzx, 
are obtained from the strains by way of equations such as:
sx = {YM / (1 - PR**2)} * {ex + PR*ey} and 
tauxy = {YM / (1 - PR**2)} * {0.5 * (1 - PR)*gamxy} 
where: 
- gamxy = [d/dy]*U - [d/dx]*V 
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(c) The "SIMPLE" algorithm for the computation of displacements
PHOENICS employs (a variant of) the "SIMPLE" algorithm of Patankar &
Spalding (1972) for computing velocities from pressures, under a mass-conservation
constraint. 
   Its essential features are:
   
   - All the velocity equations are solved first, with the 
       current values of p.
   
-  The consequent errors in the mass-balance equations are computed.
   
-  These errors are used as sources in equations for 
        corrections to  p.
   
-  The corresponding corrections are applied, and the process is 
        repeated.
   
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    All that it is necessary to do, in order to solve
 for 
    displacements simultaneously, is, in solid regions, to treat the 
    dilatation B as the mass-source error and to ensure 
    that p obeys the above linear relation to it.
Therefore a CFD code based on SIMPLE can be made to solve the displacement equations
by: 
  - eliminating the convection terms (ie setting Re low); and 
- making D linearly dependent on p and 
   temperatureT. 
The "staggered grid" used as the default in PHOENICS proves to be extremely
convenient for solid-displacement analysis; for the velocities and 
displacements are stored at exactly the  right places in relation to
p.   
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4. Details of the auxiliary models
(a) IMMERSOL: summary
- The solved differential equation is:
 div( effective_conductivity * T3 ) + source = 0
 
-  effective conductivity =
 0.75 * sigma * T3**3 / (abso + scat + 1/WGAP)
 
-  source = abso * sigma * ( T1**4 - T3**4 )
 
-  in solids, abso = large, so T3 --> T1 
 
-  surface resistances account for non-unity emissivities
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Notes:
- The main novelty is the inclusion of WGAP, ie the distance 
    between the walls, in the formulae.
 
- This enables a conduction-type model to be used even with 
    non-participating media. 
 
- Of course, an economical means of calculating WGAP is needed.
 
- This is provided by the LTLS equation (see below).
 
-  IMMERSOL gives quantitatively correct predictions in geometrically 
     simple circumstances  and plausible ones in complex ones.
 
- It is economical enough to be generalised for wavelength-dependent
    radiation.
Click here 
for more information.      
      
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(b) WGAP, WDIS and LTLS
- The solved differential equation is:
 div (grad LTLS) = 1
The boundary conditions are:
 LTLS = 0 , in all solids.
 
- The solution for plane channel flow is:
 LTLS = WDIS * ( WGAP - WDIS ) / 2 , and
 grad LTLS = WGAP / 2 - WDIS
 
- These relations are supposed to prevail also in two- and 
    three-dimensional circumstances.
 
- That is all!    
 
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Notes:
- The LTLS equation is very simple, and therefore easy to solve.
 
- Its solution yields values of LTLS and grad LTLS at
    all points in the field.
 
- WDIS and WGAP are then deduced from them.
 
-  Their values are quantitatively correct predictions in geometrically 
     simple circumstances  and plausible in complex ones.
 
- The method is especially useful, indeed the only practicable one,
    when the space in question contains many solids of arbitrary shapes.
Click here 
for more information.      
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(c) LVEL: summary
        
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Notes:
- The LVEL model is very simple, and therefore easy to implement.
 
-  The predicted effective viscosities are quantitatively correct 
     in geometrically simple circumstances  and plausible in complex 
     ones.
 
- The method is especially useful, indeed often the only practicable one,
    when the space in question contains many solids of arbitrary shapes.
- LVEL handles the complete Reynolds-number range: laminar, transitional
    and fully turbulent.
- LVEL can be easily extended so as to improve its accuracy in locations 
    far from walls.        
Click here 
for more information.      
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Click 
here for an SFT example involving natural convection
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5. Conclusions
    The following conclusions appear to be justified:
- Simultaneous simulation of solid-stress, heat transfer and fluid flow 
    is indeed practicable and economical.  
 
- As compared with the alternative, namely the use of distinct methods 
    for each phenomenon with iterative interaction between them, the
    simultaneous-solution method is very attractive.
 
- It therefore seems possible that, when its attractiveness is fully 
    recognised, SFT (i.e. Solid-Fluid-Thermal) analysis may become as 
    popular as CFD.    
    
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- However, because older specialists have too-long believed the 
    two-distinct-method approach to be the only practicable one,
    the future of the simultaneous-solution approach depends on its 
    adoption by younger ones.    
 
- This is why it has been presented to the "School-Seminar for  
    Young Scientists".
    
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- Such scientists, before committing themselves to this line of 
research should ask:
    
    - Is further research needed?
 Answer:
 Yes, in order to:
           - establish whether the method truly predicts stresses 
               which agree with experimental findings;
           
- extend the method to problems in which the solid-fluid
               interfaces intersect the computational-cell walls
               obliquely;
           
- extend it to problems in which the displacements are not 
               small compared with the cell sizes;  
           
- extend it also to non-linear and plastic-flow phenomena;
           
- discover and implement improvments to the numerical 
               method in respect of economy and accuracy.
           
 
    
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- Is it speculative research, which may lead no where?
 Answer:
 No. There are no obstacles standing in the way of complete 
           success.
      
- Will contribution to such research guarantee a profitable 
         career in industry?
 Answer:
 Perhaps; but you will have at first to adjust yourself to a 
         world which does not believe, and perhaps does not want 
         to believe, that the simultaneous-solution method even exists.
    
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- Wll it provide intellectual challenge and personal 
         satisfaction?
 Answer:
 Surely; for researchers in this field will have at first few 
        leaders to follow and few competitors to fear. They will be true 
        pioneers.
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6. References
-  The differential equations governing displacements, stresses and 
     strains in elastic solids of non-uniform temperature can be found 
     in numerous textbooks, for example:
      
     -  CT Yang
 Applied Elasticity
 McGrawHill, 1953
      
-  BA Boley and JH Weiner
 Theory of Thermal Stresses
 John Wiley, 1960
      
- PP Benham, RJ Crawford and CG Armstrong:
 Mechanics of Engineering Materials
 Longmans, 2nd edition, 1996
 
     It has not been common to choose the displacements as the 
     dependent variables in numerical-solution procedures. However, this 
     has been done by: 
      
     - JH Hattel and PN Hansen
 A Control-Volume-based Finite-Difference Procedure for
             solving the Equilibrium Equations in terms of 
             Displacements
 Applied Mathematical Modelling, 1990
 
      Their numerical procedure differ from that used here, which was that of 
       
       
      - SV Patankar and DB Spalding
 "A Calculation Procedure for Heat, Mass and Momentum 
          Transfer in Three-Dimensional, Parabolic Flows"
          Int J Heat Mass Transfer, vol 15, p 1787, 1972
   
             
             
 
-  The first use of the present method for solving the solid-displacements 
     and fluid-velocity equations simultaneously appears to have been 
     made by CHAM, late in 1990.
     Reports describing the early work include:  
      
     - KM Bukhari, HQ Qin and DB Spalding
 Progress Report (to Rolls-Royce Ltd) on the Calculation of
         Thermal Stresses in Bodies of Evolution
 CHAM Ltd, November, 1990
      
- KM Bukhari, IS Hamill,HQ Qin and DB Spalding
 Stress-Analysis Simulations in PHOENICS.   
         CHAM Ltd, May, 1991
      
 From that time onwards, the solid-stress option was made available 
     as a (little-advertised) option in successive issues of 
     PHOENICS,
 
-  Open-literature and conference publications have been few, but 
     include:
      
     - DB Spalding
 Simulation of Fluid Flow, Heat Transfer and Solid Deformation 
         Simultaneously
 NAFEMS 4, Brighton 1993
 
- D Aganofer, Liao Gan-Li and DB Spalding
 The LVEL Turbulence Model for Conjugate Heat Transfer at 
             Low Reynolds Numbers
 EEP6, ASME International Mechanical Engineering Congress and 
         Exposition, Atlanta, 1996
 
- DB Spalding 
 Simultaneous Fluid-flow, Heat-transfer and Solid-stress 
         Computation in a Single Computer Code
         Helsinki University 4th International Colloquium on Process 
         Simulation, Espoo, 1997
 
- DB Spalding
 Fluid-Structure Interaction in the presence of Heat 
         Transfer and Chemical Reaction
 ASME/JSME Joint Pressure Vessels and Piping Conference, San 
         Diego, 1998